RegTechNZ webinar: Implementing your compliance programme

EVENT RECORDING:

ABOUT THE EVENT:

Know what you need to do for the new regime and avoid compliance breaches!

Join us online for valuable insights into implementing a compliance programme that can lead to better decision making, more efficient processes and better outcomes for clients.

Focus on delivering quality advice by knowing how to leverage technology to streamline compliance processes, reduce errors and increase accuracy. Also take the opportunity to demonstrate a commitment to ethical business practices, develop greater trust and enhance your firm’s reputation.

This webinar is ideal for all Financial Advice Provider (FAP) licensees and includes: 

• an overview of the new regulatory regime
• compliance requirements for FAP licensees
• best practices for implementing an effective compliance programme
• the role of technology in compliance management
• case studies and practical tips

Our facilitator Tim Larkin will be joined by compliance consultant, Karty Mayne to share practical information and guidance. There will also be an opportunity to have your questions answered and engage in discussion.

• Date:  Friday 28 April
• Time: 12.00pm – 1.00pm
• Location: Online
• Event Type: Webinar
• Cost: Free for members and non-members

Speakers

Karty Mayne - Director and Compliance Consultant - Rosewill Consulting Limited

Karty has significant experience in risk and compliance, particularly in the financial services sector. In her previous role at the Financial Markets Authority, Karty licensed and monitored a large number of national and international companies to ensure compliance with regulatory requirements in New Zealand. Her previous roles included Manager, Supervision at the Financial Markets Authority, Head of Risk and Compliance for Guardian Trust, Head of Specialist Services for The Compliance Company and South Island Regional Manager for Public Trust.

Tim larkin - Partner / Chief Commercial Officer - Dacreed

Tim Larkin, Partner and Chief Commercial Officer of Dacreed & Teamsplus providing continuous learning solutions. No stranger to innovation in financial services, banking and insurance, Tim has previously sat on the FinTechNZ council, and now as co founder of RegTechNZ continues his passion helping businesses unleash the potential of technology, making doing business easier and more efficient.